GOALS

Principium’s mission is to provide relevant and practical compliance solutions to clients.

With an increasingly complex and fast-moving regulatory environment, our client base needs to dedicate time and resources to their regulatory and compliance obligations. The new normal in today’s regulatory environment requires clients to be up-to-date with their regulatory knowledge / consistently translate applicable regulations practically / make judgement calls, where permissible. In addition, clients may need to juggle between domestic and at times, international regulatory frameworks. We stand shoulder to shoulder with our clients as they handle this responsibility.

Within regulatory parameters, our compliance solutions are specific to a particular client’s business model / complexity of business activities. Our core focus is to advise clients on their Monetary Authority of Singapore (MAS)-related regulatory compliance. In addition to our deep local expertise, we also offer Asia based clients’ advice in their time zones, on certain global regulatory frameworks in particular those relating to the US Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC) and National Futures Association (NFA). See “ What we offer” for details.

Simultaneously, we aim to assist the industry generally with awareness and knowledge of compliance and regulations via seminars / publications and other industry contributions.